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Senior regulatory compliance officer

Mettlach
beBeeRegulatory
Compliance Officer
Inserat online seit: 15 November
Beschreibung

Job Overview

This role involves assessing the regulatory compliance of investment firms, evaluating risks, and applying legal powers related to the CSSF.

The successful candidate will be responsible for evaluating prudential reporting and reports from internal control functions, approved auditors, and other documents submitted according to regulatory requirements.

* Evaluating regulatory reporting and ensuring adherence to CSSF guidelines.
* Collaborating with specialists to assess risks faced by investment firms.
* Conducting legal research and resolving questions related to the regulatory framework applicable to investment firms.
* Applying legal powers of the CSSF, managing enforcement procedures, and handling procedural aspects.
* Contributing to AML/CTF supervision aspects and regulatory expertise development (MiFID, MICAR, ESG).

Requirements

* A university degree in law or economics with a focus on financial law or economic law.
* Possession of the CCDL certificate and judicial training examination or a PhD in law is advantageous.
* A first work experience in a reputable law firm, audit, compliance, or supervisory authority is beneficial.
* Good knowledge of financial sector law, European directives, and CSSF regulations.
* Basic knowledge of financial analysis or data mining is an asset.

What We Offer

A permanent contract with excellent benefits as a public employee.

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