Are you passionate about providing independent governance solutions to the financial sector and ensuring compliance support for investment funds and fund managers? Look no further! Our client is a leading provider of such solutions, focusing on both traditional and alternative sectors. As we continue to grow, we are excited to welcome a Senior Compliance Officer to join our team and help our clients thrive in a regulated environment.
They are committed to empowering financial institutions by offering expert compliance solutions. Joining them means becoming part of a team that values collaboration, integrity, and excellence. As a Senior Compliance Officer, you will play a crucial role in driving the success of their clients and contributing to the advancement of the investment fund industry.
As a Senior Compliance Officer, you will report directly to the Compliance Team Leaders of the company, benefiting from their guidance and support.
Key Responsibilities:
* You will assist their clients with their day-to-day compliance activities.
* Overseeing and collaborating with our Compliance Assistants.
* Developing and maintaining policies, procedures, compliance templates, and tools.
* Preparing comprehensive compliance reports.
* Conducting risk assessments for clients.
* Assisting with due diligence matters.
* Supporting AML/CFT screening efforts.
* Conducting internal controls for clients' Compliance Monitoring Programs (CMPs).
* Researching and drafting alerts on new regulatory developments.
* Participating in projects to implement regulatory changes affecting the investment fund business.
* Collaborating with internal and external stakeholders on compliance matters.
* Opportunities for future roles, including Permanent Compliance Function roles for Investment Fund Managers (IFMs) and RC ("Responsable du Contrôle") roles for Undertakings for Collective Investment (UCIs).
Your Profile:
* You have successful completion of a bachelor's degree in business law, Business Administration, Finance, or Economics.
* You have demonstrated experience of 3 to 5 years in Compliance and/or AML/CFT within the financial sector.
* You have extensive expertise and practical knowledge of the Luxembourg Funds Industry, encompassing both traditional and alternative funds, along with a thorough understanding of AML/CFT requirements.
* You have strong capability to effectively convert technical requirements into operational processes.
* You are fluent in English, with additional proficiency in German, French, or other European languages being advantageous.
* You have familiarity with name screening tools.
* You have proficiency in Microsoft Office applications, particularly Excel.
* You have outstanding analytical, critical thinking, and problem-solving aptitude.
* You have excellent team collaboration skills, availability, and flexibility.
The Opportunity:
* You will be part of an international, highly motivated, and results-driven team.
* You will work in a collaborative and supportive environment within a dynamic, human-sized company.
* You will take on significant responsibilities from an early stage and contribute to the growth of the investment fund industry.
* You will have access of training opportunities that foster continuous professional development.
* You will receive an attractive salary based on your profile, that goes up to 80k with benefits.
* You will enjoy flexible teleworking possibilities, promoting a healthy work-life balance.