We are looking for an experienced Compliance Officer (m/f/d) to join our team at TF Bank. The ideal candidate will play a pivotal role in ensuring regulatory compliance, providing strategic advice, and supporting the Bank's journey into the digital space.
The candidate will report directly to the Chief of Compliance.
Key Responsibilities
* Plan, develop and execute compliance risk assessments, testing, control activities and audits of the Bank’s compliance with relevant internal and external policies, procedures, regulations, etc.
* Provide advice and issue recommendations to relevant stakeholders based on internal and external regulatory requirements.
* Assist in drafting and development of the Compliance function’s regular reporting, annual plans and risk mapping.
* Draft, revise and review training material of relevance to the function and the Bank.
* Liaising and following-up with relevant stakeholders on agreed actions, remediation activities, etc.
* Hosting, or participating in regular intra-group compliance-forums with other relevant stakeholders in the TF Bank Group.
* Performing regular horizon scanning on regulatory changes, new initiatives or opinions/analyses issued by relevant external bodies, and escalating these for further review.
* Assisting the CCO with providing input to the Bank’s NPAP-process.
* Assisting with keeping the regulatory log up-to-date.
* Participate in external audits where relevant.
Qualifications and Experience
* University education in Law, Economics, STEM, or other relevant subject.
* Extensive knowledge of German (and EU) regulations of relevance to banking, consumer credits and, payment services.
* At least 3 years of previous experience working in a Compliance department.
* Previous experience of planning, developing and executing on compliance testing and audits, including issuing reports and recommendations.
* Comfortable in absorbing and understanding regulatory documentation and to prepare executive summaries.
* Previous experience in presenting reports and recommendations, provide training to stakeholders at all levels.
* Extensive experience in writing formal documents such as reports, policies and procedures, risk assessments, etc.
* Good attention to detail, ability to see abstract patterns and linkages.
* Strong ability to consume extensive documentation on complex regulatory and/or legal matters, understand and summarize their impact and relevance.
* Ability to work independently whilst part of a team.
* Self-starter and highly efficient when planning and executing on duties.
* Maintains an interest in digital transformation and automation and has a curious mindset with a desire to understand and for continuous learning.
Please submit your CV in English .