Key Responsibilities
* Advise business teams on compliance with German and EU regulations, including WpHG.
* Develop and maintain compliance policies, procedures, and controls.
* Conduct compliance monitoring and support regulatory audits.
* Participate in compliance risk assessments to identify and mitigate regulatory and operational risks.
* Deliver training and guidance to front office and operations staff.
* Support reporting to management on compliance matters.
Requirements
* 5+ years of experience in compliance within a financial institution or German regulatory environment.
* Knowledge of capital markets operations (trading, investment banking, or related areas).
* Strong understanding of securities and banking regulations (WpHG, MiFID, MAR).
* Fluent in German and English.
* Excellent communication, analytical, and interpersonal skills.
If you are interested, please reach out to Matthew Carton at Bruin Financial.