The Head of Compliance plays a pivotal role in ensuring the organization's regulatory compliance and maintaining robust policies, procedures, and controls.
Job Description
* This leadership position requires developing, implementing, and maintaining compliance frameworks that align with regulatory standards and industry best practices.
* Acting as a BaFin-appointed Compliance officer for MaComp- and MaRisk-Compliance and Single Safeguarding Officer, the incumbent will engage cross-functionally and collaborate with internal and external auditors to implement a best-in-class compliance management program.
* Coordinating compliance-related projects with internal teams and external partners is crucial, as is providing strategic guidance to senior management and fostering a culture of operational excellence within the Compliance team.
To succeed in this role, one must possess a strong understanding of applicable laws and regulations, such as MiFID 2, WpHG, KWG, MaComp, and MaRisk.
A university degree in law, business administration, or a related field, along with several years of experience in a comparable role in the financial services industry, are essential qualifications for this position.