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Compliance manager

Frankfurt am Main
IG Europe
Compliance Manager
Inserat online seit: 3 Juni
Beschreibung

Job Title Compliance Manager Job Description Responsible for Compliance policies and procedures, creation and updates Ensuring compliance with MaRisk/MaComp and equivalent regulatory requirements for Investment Firms in Europe Conducting process improvements and deep dives to meet growing regulatory expectations Project lead for Compliance to support the further expansion of Investment and Crypto products and services on EU Level Establish controls and oversight of outsourcing arrangements Review and submit reports for suspicious transactions to the regulators and authorities Maintain a legal watch, drive implementation of projects and initiatives Supporting internal and external audits Support the Compliance Risk Assessments and Compliance Monitoring activities Board reporting and MI Responsible for correspondence with regulators Have oversight about client complaints incl. related procedure and reporting Report regularly on money laundering and compliance matters to the Head of Risk & Compliance respectively Board, Group where relevant Act as and fulfil the duties of the money laundering reporting officer and as the central function, including responsibility for the design of AML/CFT and Fraud prevention policies and procedures and reporting to authorities Number of openings 1

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