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Compliance expert for asset managers

Wallendorf
beBeeRegulatorySeniorOfficer
Inserat online seit: 13 September
Beschreibung

Our organization is seeking a seasoned professional to play a pivotal role in ensuring compliance with regulatory requirements.

We are a leading provider of integrated solutions for the alternative investment industry, proud to be home to 90% of the top 30 asset managers in the alternatives industry, and more than 6,000 professionals across 24 countries. With a deep understanding of what it takes to succeed in alternatives, we believe in fostering an environment that encourages development, advancing careers, and providing benefits that matter to our team members.

Your Future Responsibilities:

* Review subscription agreements and KYC documents for new investors
* Follow up on missing KYC information with the Engagement team and the client
* Maintain KYC information in the investors/clients/UBOs database(s) and in the electronic document management system (EDMS)
* Perform ongoing monitoring tasks related to investors
* Prepare and respond to client queries and requests
* Assist management in setting up and maintaining internal reporting and KPIs
* Prepare Investor Acceptance Reports for relevant committees
* Train and support team members
* Act as coordinator between the Manager and the Team

Requirements:

* Hold a degree in law, finance, or economics
* Have 3-5 years of experience in compliance/AML KYC in the Private Equity, Real Estate, Debt, Infrastructure industry
* Show high interest in regulatory and compliance topics
* Have good communication skills
* Be fluent in English; German, Spanish, or other languages will be considered an advantage
* Liking working in a small team and thinking out of the box
* Be results-oriented
* Combine autonomy with attention to detail

What We Offer:

We are committed to supporting your development, advancing your career, and providing benefits that matter to you. Our resources include flexible arrangements, generous holidays, plus an additional day off for your birthday, continuous mentoring, active sports and social committees, and more.

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