Mission Investment firms are professionals in the financial sector (PSF) governed by the law of 5 April 1993 relating to the financial sector who carry out or provide investment activities or services. The review of the licensing files as to their formal regulatory compliance and their compliance in substance, as well as the internal coordination of the review process, in particular in liaison with internal specialists from the department or all other CSSF departments involved
The documentary research and the drafting of opinions and notes in the context of the review of licensing files, particularly concerning the fit and proper of new directors or board members, the adequacy of shareholders with a qualifying holding, the requirements in terms of own funds and capital base, governance in the broad sense, and more generally, any question relating to the compliance with the licensing conditions
University degree (Bac +4/+5) in law (preferably with a focus on financial law or economic law) or in economics, finance or management
Work experience in a local audit firm, compliance of Investment Firms, credit institutions or other professionals of the financial sector, in a supervisory authority or a local law firm is an advantage
Perfect proficiency in written and spoken French and English. Knowledge of German and Luxembourgish will be considered as an advantage
The successful candidate (m/f) will be hired as public employee (“employé de l’Etat”) under a permanent contract. Commission de Surveillance du Secteur Financier (CSSF), Konz