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Audit-/ compliance-officer (m/w/d)

München
Schulz & Cie. Consulting GmbH
Compliance Officer
Inserat online seit: 3 Februar
Beschreibung

Hybrid | Munich (Bavaria), Germany
~ S+P Compliance Services is a leading provider of integrated compliance solutions across Europe.

As a certified full-service compliance partner (ISO 9001 & ISO/IEC 27001), we support banks, investment firms, FinTechs, and asset managers with scalable, audit-proof and technology-driven compliance systems.
We combine regulatory expertise with digital innovation – enabling our clients to navigate complex regulatory frameworks such as DORA, AMLA, ESG, and MiCA.
As a Legal Compliance Manager, you will play a key role in our interdisciplinary compliance team, working closely with clients on the legal interpretation, structuring and implementation of regulatory requirements.
Tasks
Regulatory Monitoring & Legal Assessment
~ Monitor, analyze and interpret regulatory developments at German and EU level

(e.g. WpIG, KAGB, MaRisk, GwG, DORA, AMLA, MiCA )
~ Translate regulatory requirements into practical, client-ready guidance

Risk & Compliance Frameworks
Conduct and further develop compliance and risk assessments
Support the design and optimization of compliance management systems
Implementation Concepts & Advisory
Develop legally sound and actionable compliance concepts
Advise clients during implementation and ongoing compliance operations
Client Interaction & Supervisory Interfaces
Support regulatory audits, reporting processes and supervisory interactions
Act as a trusted compliance partner for clients and authorities
Industries & Client Segments
Banks and financial institutions
Capital management companies & investment firms
FinTechs, crypto service providers and payment institutions
ESG-driven and regulated non-financial corporates
Requirements
Several years of professional experience in compliance, regulatory risk or legal advisory
Background in a Big Four firm, legal consultancy or regulated financial institution is an advantage
Strong knowledge of German and EU regulatory frameworks
Structured, independent working style with a collaborative mindset
Interest in digital compliance solutions and RegTech-driven approaches
Excellent communication skills and a professional client-facing attitude
Benefits
Structured onboarding and certification opportunities for Compliance Officers
Long-term career development in a future-proof, fast-growing RegTech environment
Exposure to high-profile client mandates – from onboarding to strategic compliance outsourcing
Hybrid working model, flexible hours and modern remote setup
A professional, supportive team with flat hierarchies and high expertise
S+P Compliance Services – Where Regulation Meets Innovation.
Your compliance. Our mission.

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