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Compliance officer

Nassau
FxPro
Compliance Officer
Inserat online seit: 15 August
Beschreibung

Join FxPro Group: be a part of our expanding international team, with offices in Limassol, London, Nassau, and Dubai. BankPro is the latest in the group’s expanding financial enterprise, providing professional banking services with flexible and convenient solutions, alongside digital investment platform facilities.


We are looking for a Compliance Officer to oversee and enhance our regulatory adherence across all operations. The role combines compliance monitoring, risk assessment, and policy development, working closely with legal, operational, and business teams. You’ll be responsible for ensuring compliance with applicable laws and regulations, conducting internal audits, advising on risk mitigation, and fostering a culture of integrity and ethical conduct throughout the organization.

Responsibilities:


1. Advise management on the applicable rules and regulations under which the business will operate
2. Prepare and maintain the relevant compliance policies and procedures that the business must follow
3. Prepare agenda, distribute board materials and prepare minutes of meetings
4. Maintain records of the Board
5. Prepare NIB
6. Draft and circulate resolutions
7. Other adhoc responsibilities that could come from the Senior Management
8. Implement the firm’s compliance monitoring programme, following a risk-based approach
9. Prepare and ensure the timely submission of all relevant regulatory reports

Requirements:

10. + years compliance, risk, legal practice or regulatory experience in financial services, ideally in Banking/Financial Services
11. Knowledge and understanding of banking regulations
12. Experience managing compliance programs and regulatory audits
13. Excellent analytical, problem-solving, and communication skills
14. Ability to influence stakeholders

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