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Global head of investor compliance

Bauler
beBeeTransformation
Manager
Inserat online seit: 13 September
Beschreibung

Job Title

We are seeking a Global Head of Transfer Agent (TA) KYC Transformation to lead the implementation of a lifecycle management platform for investor AML/KYC processes.

This is an exciting opportunity to join our team as a Global Head of TA KYI Transformation and play a key role in shaping the future of our business.


Key Responsibilities

* Design and implement an efficient Target Operating Model (TOM) for all types of funds and key jurisdictions, including client and investor experience
* Define the transition plan to arrive at final TOM, including input into associated business case, sign-off, and regular review of released targets
* Conduct the first TOM iteration (service model, best practices) to secure an early production start, including pilot clients
* Establish or adapt operational procedures, control framework, process mapping, and training for staff
* Input into Luxembourg regulatory filing/approval in advance of go-live


Key Deliverables

* Extending coverage of the lifecycle management tool to additional jurisdictions, including all associated activities (requirements for configuration, testing, data migration, operational readiness)
* Designing and implementing interfaces with downstream systems, especially the core TA system and clients web portal
* Contributing to the definition and implementation of internal and external reporting/dashboards


Requirements

University degree or equivalent in law, finance, or economics

* Proven track record in leading transformation & strategy across transfer agency/investor KYC operations
* 10+ years of experience in compliance/AML KYC in the UCITS and/or Private Equity, Real Estate, Debt, Infrastructure industry, with specific knowledge of local AML/KYC requirements in Luxembourg (any other jurisdictions would be an advantage)


Skills

* Excellent communication skills - oral & written
* Leadership, vision & transformation
* Ambitious with a strong sense of ownership & responsibility
* Collaborative
* Team player adaptable to fast-paced and changing environment

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