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Audit-/ compliance-officer (m/w/d)

München
Schulz & Cie. Consulting GmbH
Compliance Officer
Inserat online seit: 29 Oktober
Beschreibung

S+P Compliance Services is a leading provider of integrated compliance solutions across Europe.
As a certified full-service compliance partner (ISO 9001 & ISO/IEC 27001), we support banks, investment firms, FinTechs, and asset managers with scalable, audit-proof and technology-driven compliance systems.
We combine regulatory expertise with digital innovation – helping clients navigate complex frameworks like DORA, AMLA, ESG, and MiCA.
Tasks
As a Legal Compliance Manager, you’ll become a key part of our interdisciplinary team – working hands-on with our clients to meet evolving regulatory obligations.
Your main tasks:
Regulatory Monitoring & Legal Assessment Track and evaluate updates across relevant frameworks (e.g. WpIG, KAGB, MaRisk, GwG, DORA, AMLA)
Risk Assessments Conduct and enhance internal risk analyses
Implementation Concepts & Advisory Develop actionable compliance concepts and support implementation
Client Interaction & Authority Coordination Support audits, reporting processes, and supervisory communications
Industries & Client Segments
Banks and financial institutions
Capital management companies & investment firms
FinTechs, crypto service providers and payment institutions
ESG-driven and regulated non-financial corporates
Requirements
Several years of professional experience in compliance, regulatory risk or legal advisory
Ideally a background with a Big Four firm, legal consultancy, or regulated financial institution
Solid knowledge of German and EU regulatory frameworks
Independent working style, a collaborative mindset and a passion for digital solutions
Benefits
Structured training and certification for Compliance Officers
Career development in a future-proof and fast-growing RegTech environment
Access to high-profile client mandates – from onboarding to strategic outsourcing
Remote work, flexible hours, and a professional, supportive team
S+P Compliance Services – Where Regulation Meets Innovation.
Your compliance. Our mission.

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