Overview
S+P Compliance Services is a leading provider of integrated compliance solutions across Europe.
As a certified full-service compliance partner (ISO 9001 & ISO/IEC 27001), we support banks, investment firms, FinTechs, and asset managers with scalable, audit-proof and technology-driven compliance systems.
We combine regulatory expertise with digital innovation – helping clients navigate complex frameworks like DORA, AMLA, ESG, and MiCA.
Responsibilities
* Regulatory Monitoring & Legal Assessment
Track and evaluate updates across relevant frameworks (e.g. WpIG, KAGB, MaRisk, GwG, DORA, AMLA)
* Risk Assessments
Conduct and enhance internal risk analyses
* Implementation Concepts & Advisory
Develop actionable compliance concepts and support implementation
* Client Interaction & Authority Coordination
Support audits, reporting processes, and supervisory communications
Industries & Client Segments
* Banks and financial institutions
* Capital management companies & investment firms
* FinTechs, crypto service providers and payment institutions
* ESG-driven and regulated non-financial corporates
Requirements
* Several years of professional experience in compliance, regulatory risk or legal advisory
* Ideally a background with a Big Four firm, legal consultancy, or regulated financial institution
* Solid knowledge of German and EU regulatory frameworks
* Independent working style, a collaborative mindset and a passion for digital solutions
Benefits
* Structured training and certification for Compliance Officers
* Career development in a future-proof and fast-growing RegTech environment
* Access to high-profile client mandates – from onboarding to strategic outsourcing
* Remote work, flexible hours, and a professional, supportive team
S+P Compliance Services – Where Regulation Meets Innovation.
Your compliance. Our mission.
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