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Compliance officer

Nassau
FxPro
Compliance Officer
Inserat online seit: Veröffentlicht vor 19 Std.
Beschreibung

Join FxPro: a leading international fintech company. Be a part of our expanding international team, with offices in Limassol, London, Nassau, Dubai, and Yerevan. FxPro boasts a diverse workforce of over employees representing nationalities, making it an exciting and dynamic workplace. At FxPro, we see each team member as an integral part of our success story.

We are looking for aCompliance Officerto oversee and enhance our regulatory adherence across all operations. The role combines compliance monitoring, risk assessment, and policy development, working closely with legal, operational, and business teams. You’ll be responsible for ensuring compliance with applicable laws and regulations, conducting internal audits, advising on risk mitigation, and fostering a culture of integrity and ethical conduct throughout the organization.

Key Responsibilities:


1. Advise management on the applicable rules and regulations under which the business will operate
2. Prepare and maintain the relevant compliance policies and procedures that the business must follow
3. Maintain records of the Board
4. Prepare NIB
5. Draft and circulate resolutions
6. Other ad hoc responsibilities that could come from the Senior Management/ Compliance team
7. Assist with implementation of the firm’s compliance monitoring programme, following a risk-based approach
8. Prepare and ensure the timely submission of all relevant regulatory reports

Qualifications:

9. + years compliance, risk, legal practice or regulatory experience in the Financial Services industry
10. Knowledge and understanding of finance regulations
11. Experience managing compliance programs and regulatory audits
12. Excellent analytical, problem-solving, and communication skills
13. Ability to influence stakeholders

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