Company Overview
S+P Compliance Services is a leading provider of integrated compliance solutions across Europe. As a certified full‑service compliance partner (ISO 9001 & ISO/IEC 27001), we support banks, investment firms, FinTechs, and asset managers with scalable, audit‑proof and technology‑driven compliance systems. We combine regulatory expertise with digital innovation – helping clients navigate complex frameworks such as DORA, AMLA, ESG, and MiCA.
Role Summary
As a Legal Compliance Manager, you’ll become a key part of our interdisciplinary team – working hands‑on with our clients to meet evolving regulatory obligations.
Main Tasks
* Regulatory monitoring & legal assessment – Track and evaluate updates across relevant frameworks (e.g. WpIG, KAGB, MaRisk, GwG, DORA, AMLA).
* Risk assessments – Conduct and enhance internal risk analyses.
* Implementation concepts & advisory – Develop actionable compliance concepts and support implementation.
* Client interaction & authority coordination – Support audits, reporting processes, and supervisory communications.
Industries & Client Segments
* Banks and financial institutions
* Capital management companies & investment firms
* FinTechs, crypto service providers, and payment institutions
* ESG‑driven and regulated non‑financial corporates
Requirements
* Several years of professional experience in compliance, regulatory risk or legal advisory.
* Ideally a background with a Big Four firm, legal consultancy, or regulated financial institution.
* Solid knowledge of German and EU regulatory frameworks.
* Independent working style, a collaborative mindset, and a passion for digital solutions.
Benefits
* Structured training and certification for Compliance Officers.
* Career development in a future‑proof and fast‑growing RegTech environment.
* Access to high‑profile client mandates – from onboarding to strategic outsourcing.
* Remote work, flexible hours, and a professional, supportive team.
Company Tagline
S+P Compliance Services – Where Regulation Meets Innovation. Your compliance. Our mission.
Seniority Level
Associate
Employment Type
Full‑time
Job Function
Finance
Industries
Outsourcing and Offshoring Consulting
#J-18808-Ljbffr